IMAS Regulatory/Legal/Compliance Roundtable

The IMAS Regulatory Committee would like to invite you to a Roundtable session to discuss current and pertinent regulatory/legal/compliance issues affecting our investment management industry at large.

Issues discussed may include some of the following areas:

  •  AML/CFT Notices and Guidelines – post roll-out challenges and considerations;
  •  OTC Derivatives Trade Reporting;
  •  Common Reporting Standards; and
  •  Product Incentives for Financial Advisors.

The Roundtable session will be held as follows: 


16 October 2015 (Friday)


3.00pm to 5.00pm


Nikko Asset Management Asia Limited, 


12 Marina View, #18-02, 
Asia Square Tower 2, 
Singapore 018961

To facilitate productive discussion, attendance will be limited to one (1) representative per member company, on a first-come, first-served basis. As the session would be an interactive exchange of industry concerns and ideas, the representatives would ideally be the managing directors or heads of legal / compliance in your respective companies.

If you are interested to attend the Roundtable session, please submit to us the name of your one (1) representative and his/her job title and email address, by 9<th October 2015 latest, via email

If you have any questions, please feel free to contact me at +65 6223 9353, or